SECURITIES LAW

We Focus on Your Long Term Success

Kalbian Hagerty LLP has a broad securities and corporate finance practice. Our attorneys advise and represent clients in securities transactions, compliance matters, enforcement proceedings, civil litigation and the rulemaking processes before both federal and state regulatory agencies.

We assist both issuers and underwriters with venture capital and offerings of both equity and debt securities, including private placements pursuant to Regulation D, Rule 144A, Regulation S and state Blue Sky laws.

Our focus is not on just the immediate transaction, but on our clients’ success over the long term. The Firm’s securities attorneys provide compliance counseling with respect to:

We regularly represent clients before the Securities and Exchange Commission and self-regulatory organizations such as the stock exchanges and the National Association of Securities Dealers, Inc.

Key Contacts:

James R. Hagerty

John F. McCarthy, III