Kalbian Hagerty LLP's attorneys advise and represent clients in securities transactions, compliance matters, enforcement proceedings, civil litigation and the rulemaking processes before both federal and state regulatory agencies. We assist both issuers and underwriters with venture capital and offerings of both equity and debt securities, including private placements pursuant to Regulation D, Rule 144A, Regulation S and state Blue Sky laws.

The Firm's securities attorneys provide compliance counseling with respect to registration and reporting obligations of public companies, broker-dealers, investment companies and investment advisors, reporting and short swing profit obligations of directors, officers and major shareholders, insider trading prohibitions and proxy solicitation rules. In addition to representing clients before the Securities and Exchange Commission, we represent clients before self-regulatory organizations such as the stock exchanges and the National Association of Securities Dealers, Inc.